Welcome to Trident Financial Group

At Trident Financial Group, we provide disciplined investment management designed to improve returns and straight forward financial planning advice to help you reach your goals. 

About Trident Financial Group

Trident Financial Group is a North Carolina Registered Investment Advisor (RIA) that was founded by Seth Waller in 2012. The firm was previously named Falcon Investments and was rebranded to Trident Financial Group in April 2022 when Jim Mundy joined the firm. Our advisors provide investment advice, portfolio management, financial planning, retirement and insurance solutions to clients throughout North Carolina.

Meet Our Team 

Seth Waller Trident Financial Group

Seth is owner and founder of Trident Financial Group. He has over 13 years of experience in the financial industry and founded Trident Financial Group (formerly Falcon Investments) in 2012. 

Seth Waller

Owner/Investment Advisor

Jim Mundy Trident Financial Group

Jim brings vast amount of knowledge and experience to Trident Financial Group. He has been a financial advisor for over 31 years and will be working as a financial consultant with the firm. 

James F. Mundy

Financial Consultant

Stephen Michael Gegorek Trident Financial Group

Michael has been a financial and investment advisor for over 5 years. He works with clients at Trident Financial Group as an investment advisor and provides insurance solutions. 

Stephen Gegorek

Investment Advisor 

Russ Adams Trident Financial Group

Russ joined our sister firm, Trident Insured, in 2021 and provides clients with Medicare and life insurance solutions. He is a former 1st Round MLB draft pick and played 5 seasons with the Toronto Blue Jays. 

Russ Adams

Insurance Advisor

Trent Waller Trident Financial Group

Trent is the majority owner of our sister firm, Trident Insured, and heads up our Medicare division. He is a Disabled American Veteran, former active duty, and current reserve duty Navy SEAL Chief.

Trent Waller

Medicare Advisor

Kaley Barts Trident Financial Group Salisbury NC

Kaley is our office manager and the point-of-contact for any scheduling or administrative tasks. She is a 2020 cum laude graduate of Catawba College and has 2 years experience as office manager. 

Kaley Barts

Office Manager   

Get in Touch

If you have any questions or would like to schedule an appointment with any of our advisors, please contact our office manager, Kaley Barts, and we will be glad to assist you! 

Contact Details